Description

SEBI IT Compliance Internal Audit Services

By Sherlocked Security – Capital Market Cyber Audit Specialists

Full Service Description

SEBI places strong emphasis on cybersecurity, IT governance, and operational resilience across regulated capital market entities.

Sherlocked Security delivers SEBI IT Compliance Internal Audit Services through the Make Audit Easy platform, helping organizations independently assess compliance with SEBI IT and cyber frameworks.

The audit focuses on control effectiveness, cyber risk exposure, and regulatory alignment, enabling proactive remediation before regulatory inspections.

Key Audit Coverage

• SEBI regulatory scope & applicability review

• Governance, policies & oversight mechanisms

• Cybersecurity monitoring & incident response

• Identity & access management controls

• Network security & system hardening

• SEBI incident reporting processes

• BCP–DR readiness & testing

• Vendor & third-party IT risk assessment

Who This Service Is For

• Brokers, exchanges & depositories

• Mutual funds & capital market intermediaries

• Portfolio managers & SEBI-registered entities

Why Sherlocked Security

• Strong cybersecurity & regulatory audit expertise

• Independent, regulator-focused audits

• Practical and actionable findings

• Alignment with SEBI, ISO & NIST standards

• Delivery via Make Audit Easy

Outcome

A regulator-aligned SEBI IT internal audit that strengthens cybersecurity and compliance readiness.