Description

SEBI IT Compliance Implementation Services

By Nipto Coins LLP – Capital Markets & Cybersecurity Specialists

Full Service Description

Entities regulated by the Securities and Exchange Board of India (SEBI) are required to comply with multiple IT, cybersecurity, and risk management circulars to ensure market integrity, data protection, and operational resilience.

Nipto Coins LLP provides end-to-end SEBI IT Compliance Implementation Services through the Make Audit Easy platform, helping market intermediaries interpret SEBI regulations and implement effective, audit-ready IT and cybersecurity controls.

Our implementation aligns with key SEBI directives including Cybersecurity & Cyber Resilience Framework, IT Governance Guidelines, Business Continuity & Disaster Recovery (BCP–DR) requirements, System Audit readiness, and Incident Reporting obligations. The approach is risk-based and regulator-focused, ensuring defensible compliance.

Key Implementation Coverage

• SEBI applicability & regulatory scoping

• Gap assessment against SEBI IT & cyber circulars

• IT governance & information security framework

• Identity, access & privileged account controls

• Network security, monitoring & logging

• Cyber incident detection & SEBI reporting

• BCP–DR implementation & resilience testing

• Vendor, cloud & outsourcing risk management

• Policy, SOP & compliance documentation

• SEBI system audit & inspection readiness

Who This Service Is For

• Stock brokers & depository participants

• Mutual funds & asset management companies

• Portfolio managers & investment advisors

• Stock exchanges & clearing corporations

• SEBI-registered intermediaries

Why Nipto Coins LLP

• Strong experience in SEBI IT compliance

• Practical, audit-oriented implementation

• Clear mapping to SEBI circulars & controls

• Alignment with ISO 27001 & RBI frameworks

• Seamless engagement via Make Audit Easy

Outcome

A regulator-aligned IT and cybersecurity compliance framework that meets SEBI expectations and supports successful system audits.